ROC Compliance

Every company registered under the Companies Act, 2013 is required to comply with various statutory filing requirements prescribed by the Registrar of Companies (ROC). ROC compliance ensures that a company maintains its legal status, avoids penalties, and operates in accordance with applicable corporate laws.

At CorpAlign, we provide comprehensive ROC compliance services to help businesses meet their annual and event-based filing obligations accurately and on time.

Our ROC Compliance Services
• Annual ROC Filing (AOC-4, MGT-7, MGT-7A)
• Preparation and Filing of Financial Statements
• Filing of Annual Returns
• Director KYC Compliance (DIR-3 KYC)
• Appointment and Resignation of Directors
• Change in Registered Office Address
• Increase in Authorized Share Capital
• Allotment and Transfer of Shares
• Creation, Modification, and Satisfaction of Charges
• Maintenance of Statutory Registers and Records
• Event-Based ROC Filings
• XBRL Filing Compliance
• Strike-Off and Company Closure Assistance
• Secretarial and Corporate Compliance Advisory

Why is ROC Compliance Important?
ROC compliance is essential for maintaining the active legal status of a company and ensuring regulatory transparency.
Non-compliance may result in:
• Heavy penalties and late filing fees
• Director disqualification
• Legal notices from MCA
• Striking off of company name
• Restrictions on future business activities
Timely compliance helps businesses maintain credibility with banks, investors, government authorities, and stakeholders.

Who Needs ROC Compliance?
Our ROC compliance services are suitable for:
• Private Limited Companies
• Public Limited Companies
• One Person Companies (OPC)
• Section 8 Companies
• Producer Companies
• Foreign Subsidiaries in India

Why Choose CorpAlign?
At CorpAlign, we combine legal expertise with a proactive compliance approach to ensure your company remains fully compliant throughout the year.
• Experienced Corporate Compliance Professionals
• Timely and Accurate Filings
• End-to-End Compliance Management
• Personalized Advisory Support
• Transparent Pricing
• Dedicated Client Assistance

FAQs

Q1. Is ROC compliance mandatory for all companies?
A1. Yes, all registered companies and LLPs are required to comply with ROC filing and statutory requirements.

Q2. What happens if ROC filings are delayed?
A2. Delayed filings attract additional fees, penalties, and may lead to legal consequences.

Q3. Are dormant companies also required to file ROC forms?
A3. Yes, even dormant companies are required to comply with certain annual filing requirements.

Q4. Is audit mandatory for ROC compliance?
A4. Most companies are required to conduct statutory audits as per applicable provisions of law.

Q5. Can ROC compliance be completed online?
A5. Yes, ROC filings are generally completed online through the MCA portal.